Standard Operating Procedures (SOP) and Polices

Our SOPs provide guidance for researchers conducting studies within King’s Health Partners. This includes key contact information, requirements for following the correct SOP and our SOP documents.

Standard Operating Procedures (SOP)

Our suite of Standard Operating Procedures (SOPs) and policies provides the quality framework required by the Medicines for Human Use (Clinical Trials) Regulations, ensuring all trials within King’s Health Partners (KHP) are conducted to the highest standards of quality, safety, and compliance. 

  • All clinical trials sponsored, co-sponsored or managed by King’s Health Partners (KHP) organisations (GSTT, KCH (including PRUH), SLaM, or KCL (including IoPPN) must be conducted in accordance with this suite of SOPs. 
  • For externally sponsored trials, the sponsor’s SOPs should be followed. Where procedures are not otherwise defined, the KHP-CTO SOPs may be used.

Document control 

Version control ensures that only the most current, approved documents are used in clinical research: 

  • All SOPs are controlled documents and must be routinely reviewed and updated. You should always refer to the online versions to ensure you are working from the latest document, rather than relying on a downloaded copy. 
  • All documents produced by the KHP-CTO must be version controlled. This includes (but is not limited to): SOPs, templates, and training presentations. 
  • Investigator sites should also apply version control to key study documents such as trial protocols, Participant Information Sheets (PIS) and consent forms, and Case Report Forms (CRFs).

Compliance 

  • All SOPs in this library are designed to ensure compliance with UK Clinical Trials Regulations and GCP.
  • Compliance with these documents will be monitored by the KHP-CTO Quality Team, through audit, monitoring, and inspection readiness activities.

Our Standard Operating Procedures (SOP)

Our current King’s Health Partners Clinical Trials Office SOPs provide guidance on the processes required for conducting clinical research across King’s Health Partners.

The SOPs below are the current versions. If you require an older version please contact your Clinical Research Associate.

1, Production, Approval and Review of SOPs

This document describes the process for writing, approving, implementing, and reviewing Standard Operating Procedures (SOPs) within the King’s Health Partners Clinical Trials Office (KHP-CTO).

View 1, Production, Approval and Review of SOPs

2. Clinical Trials Training

This document describes the process for ensuring that all staff involved in clinical trials are qualified by education, training, and experience to perform their tasks.

View 2. Clinical Trials Training

3. Clinical Trial Monitoring

Monitoring is an integral part of the quality control of a clinical trial and verifies the ongoing quality of the study.

View 3. Clinical Trial Monitoring

4. Archiving of Clinical Trial Data

Defined local procedures for preparing clinical study records at an investigational site.

 

View 4. Archiving of Clinical Trial Data

5. Trial Master File

How to file and manage essential clinical trial documents in an orderly, timely way, in line with Good Clinical Practice.

View 5. Trial Master File

6. Notification of a Serious Breach

The process for notification of serious breaches of Good Clinical Practice or the approved trial protocol.

View 6. Notification of a Serious Breach

7. Obtaining Informed Consent for Clinical Trials

Obtaining written informed consent from a participant in a Clinical Trial of an Investigational Medicinal Product (CTIMP) study.

View 7. Obtaining Informed Consent for Clinical Trials

8. Case Report Form (CRF) Design

Procedures to be followed when designing and developing CRFs for use within a clinical trial.

View 8. Case Report Form (CRF) Design

9. Writing a GCP Compliant Protocol

Outlines the format for writing a research protocol in accordance with Good Clinical Practice (GCP) and the Medicines for Human Use (Clinical Trials) Regulations.

View 9. Writing a GCP Compliant Protocol

10. The Investigator Brochure (IB)

When is an IB is required, the minimum content needed and when to update the IB.

View 10. The Investigator Brochure (IB)

11. Clinical Trial Insurance (KCL Employed Investigators)

Insurance or indemnity provisions to cover the liability of the investigator and sponsor in relation to a clinical trial.

View 11. Clinical Trial Insurance (KCL Employed Investigators)

12. Application and Maintenance of a Clinical Trial Authorisation (CTA)

Procedures for applying for and maintaining a CTA.

View 12. Application and Maintenance of a Clinical Trial Authorisation (CTA)

13. Initiation of an Investigator Site

Integral to the quality control of a clinical trial, designed to ensure quality and accurate documentation of the trial

View 13. Initiation of an Investigator Site

14. Emergency Code Break In Clinical Trials

The process for emergency code break (unblinding) of treatment within KHP clinical trials

View 14. Emergency Code Break In Clinical Trials

15. Clinical Trial Computer System Validation

Documented assurance of the integrity and validity of computer system, meeting the fundamental requirement of Good Clinical Practice.

View 15. Clinical Trial Computer System Validation

16. Investigator Site Close Out Procedures

Close-out procedures for clinical trials monitored by KHPCTO

View 16. Investigator Site Close Out Procedures

17. Development Safety Update Reports (DSURs)

How to prepare and submit the internationally recognised annual safety report.

View 17. Development Safety Update Reports (DSURs)

18, Data Management in Clinical Trials

The importance of data management and standards required.

View 18, Data Management in Clinical Trials

19. Lab: Procedures and Sample Analysis in Clinical Trials

The oversight required for samples taken for protocol endpoint analysis in clinical trials.

View 19. Lab: Procedures and Sample Analysis in Clinical Trials

20. Lab: Sample Management in Clinical Trials

Managing laboratory samples collected for protocol endpoint analysis in clinical trials.

View 20. Lab: Sample Management in Clinical Trials

21. Vendor Selection and Oversight

The process for selecting and overseeing vendors involved in clinical trials.

View 21. Vendor Selection and Oversight

POLICY: Pharmacovigilance and Safety Reporting

Requirements for the recording and reporting of adverse medical effect clinical trial patients.

View POLICY: Pharmacovigilance and Safety Reporting

POLICY: Pandemic Contingency Plan

Plans to ensure responsibilities continue to be met for ongoing trials. 

View POLICY: Pandemic Contingency Plan

POLICY: Quality Policy

A unified framework to ensure that all trials across King’s Health Partners are managed to the same high standards.

View POLICY: Quality Policy